About Brock Securities

Brock Securities is a registered broker-dealer and member of the Securities Investor Protection Corporation and Financial Industry Regulation Authority (Click here for FINRA’s BrokerCheck) that provides investment banking, consulting and advisory services.

Brock Professionals

Our team consists of investment bankers, entrepreneurs, and lawyers; they advise clients on their most complex and urgent challenges.

We serve as chairs and members of boards and committees of numerous public and private corporations, endowments, foundations, pension funds, universities, financial institutions, and private investment companies and partnerships.

How We Work

Clients are served personally by our most senior professionals with the expertise and experience to provide the highest quality advice and execution.

Brock is unique in that after initial consultation, if we believe there is a firm that is better suited to your needs, we will recommend them.

We believe middle market businesses rarely have direct access to the level of knowledge and experience we provide.

Unmatched Brock Experience

The collective experience of Brock’s senior professionals includes advisory engagements and leadership positions at several of the most recognized institutions across a range of industries. Please contact us to learn more about our experience.