• Charles L. Brock Chairman and Chief Executive Officer

    Director, designated “financial expert” and audit chair of public companies; investment banker; corporate lawyer with operating experience.

    Director, B+H Ocean Carriers.

    Managed numerous businesses including the twelve subsidiaries of Compton Communications (now Saatchi & Saatchi); Former Publisher and President, Scholastic International, also CFO and COO. Carter, Ledyard & Milburn; Sullivan & Cromwell; Director, B+H Bulk Carriers (subsequently, Excel Maritime Carriers) and B+H Maritime Carriers; President, Harvard Alumni Association; President, Harvard Law School Association.

    Northwestern University B.A.; Harvard Law School J.D.; Harvard Business School, AMP

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  • Christoph T. Bene Managing Director

    telephone 212-209-3000 ext. 160

    linkdin Christoph's Linkedin Page

    Experienced corporate finance, merger integration and change management consultant; CFO and global transformation executive; Commercial banking executive and private equity investments; Six Sigma Black Belt. MBA, NYU Stern School of Business and BA, Skidmore College.

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  • Alan J. Biloski, Ph.D. Senior Managing Director

    Former Head of Pharmaceutical/Biotech M&A at Merrill Lynch; Founder and Global Head of Healthcare Group at Wasserstein Perella; alumnus of M&A Group at First Boston. >$150 Billion in career transaction volume. Director, The Boyce Thompson Institute for Plant Research.

    Yale University, B.S, M.S.; Cornell University, M.S., Ph.D.; Columbia University M.B.A.

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  • Joshua Goldstein Director

    telephone 212-209-3000 x115

    Mr. Goldstein is a Director at Brock Capital Group, where he focuses on providing advisory services in connection with a variety of complex private equity financings, due diligence and fiduciary assignments. He has led and/or served on deal teams across industry verticals including industrials, transportation, energy, aerospace and technology-enabled services, as well as for pension fund clients.

    Mr. Goldstein is a member of Brock Fiduciary’s Valuation Committee, which is responsible for decisions related to Brock’s assets under management for which Brock serves as an independent fiduciary under ERISA.

    Previously, Mr. Goldstein was an analyst at Idea Group Securities, a boutique investment bank focused on providing advisory services to companies with specialized financing needs. Mr. Goldstein began his career with seasonal Analyst roles at Citi and Goldman Sachs.

    Mr. Goldstein holds a BS in accounting from Lander College.

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  • Jongsoo James Lee Senior Managing Director

    telephone 212-209-3000 ext. 165

    Investment banker; business consultant; published author; expert in Asian, Eurasian and global affairs.

    Experienced in M&A, strategic advisory work, and capital raises in industries such as energy, technology, mining, life sciences, transportation, consumer goods, and commercial real estate; previously, Director and Managing Director, Brock Securities Group; Editor-in-Chief, Harvard Asia Quarterly; Center Associate, Davis Center for Russian and Eurasian Studies, Harvard University; Associate in Research, Korea Institute, Harvard University; <a href=”http://www.finra.org” target=”_blank”>FINRA</a> Series 7 & 63; Member, Pacific Council on International Policy.

    Williams College B.A.; Harvard University Ph.D.

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  • David B. Newman Senior Managing Director

    telephone 212-209-3000 ext. 130

    linkdin David's Linkedin Page

    Investment banker.

    Over 20 years experience in real estate investment, capital markets, management and development. Former chief investment officer, Empire American Holdings LLC, one of the largest national multi-family property owners in the United States. Formerly part of the retail development group at The Related Companies; general counsel of Strategic Development Concepts, Inc., a Westchester based real estate company; part of the corporate practice group of Kramer Levin Naftalis & Frankel.

    Hofstra University; Fordham University School of Law J.D.

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  • Peter Rockefeller Senior Managing Director

    telephone 212-209-3000 x560

    Peter has an extensive background in finance and investing, with experience in private investments, corporate finance, mergers & acquisitions, capital markets, private equity and investment strategy.

    Previously, Peter was at G2 Investment Group, an early-stage private investing firm developing innovative structures in the private equity sector. Peter also worked with Berkshire Capital Securities, a New York based merger/acquisition advisor focused on serving clients in the investment management and securities industry. At Berkshire, Peter co-headed the wealth management advisory group, advising on strategic issues with RIAs, multi-family offices, trust banks, investment counselors and investment consultants.

    Prior to joining Berkshire, Peter was with the Citigroup private bank in the Global Investment Strategy Group, supporting relationship bankers throughout the private bank’s worldwide network. He also worked at Donaldson, Lufkin & Jenrette in the international banking group advising emerging market firms on capital raising and financial strategy.

    Peter received a B.A. from Dartmouth College and an M.B.A. from the Tuck School at Dartmouth.

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  • Charles O. Svenson President, Chief Executive Officer, and Chief Compliance Officer

    telephone 212-209-3000 ext. 125

    linkdin Charles's Linkedin Page

    Investment banker, expertise in energy, alternative energy, project finance and transportation.

    Co-Chairman, Investment Committee of Hamilton College; Trustee, Natural History Museum of the Adirondacks; Chairman, the Adirondack Nature Conservancy and Adirondack Land Trust; President, Harvard Law School Association of New York City

    Former Managing Director, Donaldson, Lufkin & Jenrette (now Credit Suisse); VP, Head of Project Finance, Goldman Sachs; Dewey, Ballantine, Busby, Palmer & Wood

    Hamilton College B.A.; Harvard Law School LL.B.

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  • Gary E. Zimmerman Managing Director

    telephone 212-309-3000 ext. 116

    linkdin Gary's Linkedin Page

    Private investor with significant domestic and overseas M&A and capital markets experience across multiple industry sectors and geographies. Managing Partner of Six Trees Capital LLC and Founder and CEO of Max (MaxMyInterest.com). Former Managing Director and Global Head of Strategic Solutions for Sovereign Wealth Funds at Citigroup. Areas of expertise include financial technology, sovereign wealth funds, cross-border M&A, Japan, the electric and gas utility industries, M&A strategy, negotiation and tactics, private and public capital raising, startups, special committee assignments, and activist defense. AB magna cum laude, Harvard University.

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