Fiduciary Services

Brock Fiduciary Services LLC, a Registered Investment Adviser (RIA), manages more than $30 billion in assets. Brock acts as the Qualified Independent Fiduciary and investment manager for employer securities.

Brock Fiduciary Services, as independent fiduciary, has undertaken many complex fiduciary assignments including managing securities of approximately $10 billion of each Chrysler, General Motors (GM), and AT&T.

Brock, acting as an independent fiduciary, (i) represents the interests of benefit plan participants in situations where plan sponsors face conflicts of interest, (ii) permits benefit plans to undertake prohibited transactions that would be precluded by the Employee Retirement Income Security Act of 1974 (“ERISA”); and (iii) accepts ERISA fiduciary decision-making responsibility, which mitigates legal risks faced by plan sponsors and general fiduciaries.